SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL OMB Number: 3235-0104 Estimated average burden hours per response: 0.5

1. Name and Address of Reporting Person* CASCADE INVESTMENT, L.L.C. (Last) (First) (Middle) 2365 CARILLON POINT (Street) KIRKLAND WA 98033 (City) (State) (Zip)	2. Date of Event Requiring Statement (Month/Day/Year) 06/08/2020	3. Issuer Name and Ticker or Trading Symbol Vroom, Inc. [ VRM ]
		4. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director X 10% Owner Officer (give title below) Other (specify below)	5. If Amendment, Date of Original Filed (Month/Day/Year)
			6. Individual or Joint/Group Filing (Check Applicable Line) Form filed by One Reporting Person X Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Series G preferred stock	(1)	(1)	Common Stock	2,785,365	(1)	D
Series H preferred stock	(1)	(1)	Common Stock	600,173	(1)	D

1. Name and Address of Reporting Person* CASCADE INVESTMENT, L.L.C. (Last) (First) (Middle) 2365 CARILLON POINT (Street) KIRKLAND WA 98033 (City) (State) (Zip)

1. Name and Address of Reporting Person* GATES WILLIAM H III (Last) (First) (Middle) 2365 CARILLON POINT (Street) KIRKLAND WA 98033 (City) (State) (Zip)

Explanation of Responses:

1. All shares of Series G preferred stock, $0.001 par value per share, and Series H preferred stock, $0.001 par value per share, have no expiration date and will automatically convert into the Issuer's common stock on a 2-for-1 basis immediately prior to the closing of the Issuer's initial public offering.

Remarks:

*Duly authorized under Special Limited Power of Attorney appointing Alan Heuberger attorney-in-fact, dated October 11, 2013, by and on behalf of Michael Larson, a copy of which is attached to the Form 3 filed by and on behalf of Cascade Investment, L.L.C. on August 25, 2016, with respect to GAMCO Investors, Inc. et al, SEC File No. 001-14761, and incorporate by reference herein. **Duly authorized under Special Limited Power of Attorney appointing Alan Heuberger attorney-in-fact, dated August 12, 2008, by and on behalf of William H. Gates III, a copy of which is attached to the Form 3 filed by and on behalf of Cascade Investment, L.L.C. on August 25, 2016, with respect to GAMCO Investors, Inc. et al, SEC File No. 001-14761, and incorporate by reference herein.

	Cascade Investment, L.L.C. by: /s/ Alan Heuberger, Attorney-in-fact for Michael Larson, Business Manager*	06/08/2020
	William H. Gates III by: /s/ Alan Heuberger, Attorney-in-fact**	06/08/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.